Compliance Manager Job Description Sample
This compliance manager sample job description can be used to help you create a job advert that will attract candidates who are qualified for the job. Feel free to revise this job description to meet your specific job duties and job requirements.
Job Title: Compliance Manager
Compliance Manager Job Purpose:
Ensures a company's policies and rules are in line with regulatory and ethical standards, regardless of whether government or a company's executive management establish the standards. Conducts audits and makes recommendations that will keep the company from undergoing legal struggles or facing other difficulties due to non-compliance issues.
Compliance Manager Job Duties:
- Periodically conducts audits and reviews to ensure execution of compliance standards
- Conducts interviews, scrutinises details, and asks questions to make sure employees make every effort to stay compliant across a company's various departments
- When compliance problems arise, conducts investigations to discover the roots of the issue
- Stays informed about environmental standards and makes sure a company operates within those standards
- Writes and distributes documents that educate others on how to improve compliance
- Fills out and files reports with various compliance agencies
- Examines and improves auditing processes to prevent compliance issues or resolve them in a timely manner
- Communicates confidentially with employees and addresses any concerns they have about ethical or other compliance matters within a department or division
- Demonstrates an approachable, professional demeanour
- Strives not only to meet compliance standards, but also to exceed them for peak operating efficiency
- Consults with attorneys and other professionals on compliance matters
- Spearheads and helps to design programs that improve compliance in environmental, ethical, and other areas
- Demonstrates knowledge of ethical employment standards set out by the law and corporate regulations
Compliance Manager Skills and Qualifications:
Bachelor's or Master's Degree, Industry Certification, Industry Experience, Detail-Oriented, Personal Integrity
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