Compliance Manager Job Description Sample

This compliance manager sample job description can be used to help you create a job advert that will attract candidates who are qualified for the job. Feel free to revise this job description to meet your specific job duties and job requirements.

Job Title: Compliance Manager

Compliance Manager Job Purpose:

Ensures a company's policies and rules are in line with regulatory and ethical standards, regardless of whether government or a company's executive management establish the standards. Conducts audits and makes recommendations that will keep the company from undergoing legal struggles or facing other difficulties due to non-compliance issues.

Compliance Manager Job Duties:

  • Periodically conducts audits and reviews to ensure execution of compliance standards
  • Conducts interviews, scrutinises details, and asks questions to make sure employees make every effort to stay compliant across a company's various departments
  • When compliance problems arise, conducts investigations to discover the roots of the issue
  • Stays informed about environmental standards and makes sure a company operates within those standards
  • Writes and distributes documents that educate others on how to improve compliance
  • Fills out and files reports with various compliance agencies
  • Examines and improves auditing processes to prevent compliance issues or resolve them in a timely manner
  • Communicates confidentially with employees and addresses any concerns they have about ethical or other compliance matters within a department or division
  • Demonstrates an approachable, professional demeanour
  • Strives not only to meet compliance standards, but also to exceed them for peak operating efficiency
  • Consults with attorneys and other professionals on compliance matters
  • Spearheads and helps to design programs that improve compliance in environmental, ethical, and other areas
  • Demonstrates knowledge of ethical employment standards set out by the law and corporate regulations

Compliance Manager Skills and Qualifications:

Bachelor's or Master's Degree, Industry Certification, Industry Experience, Detail-Oriented, Personal Integrity

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